Back-to-school: A round-up of key regulatory developments over the summer
With the summer, such as it was, moving into the rear-view mirror and memories of the holidays (for those lucky enough to have had one)...
Index and Benchmark data. You pay for it, but what are you really allowed to do with it?
Whether you are a Wealth Manager benchmarking, illustrating, and comparing investment performance, an Institutional investor measuring...
The FCA sets out plans to reform the UK’s PRIIPs regulation
- The FCA has proposed a number of changes to the UK’s PRIIPs framework. These are:
- Clarifying the scope of which corporate bonds are...
CASS ISAE 3000 reports – The future of greater CASS assurance
For many service organisations that perform CASS operations for their regulated clients, the use of CASS assurance reporting remains...
FCA fund value assessments: a focus on performance, economies of scale and quality of service
This blog sets out the FCA’s findings and our views on how authorised fund managers (AFMs) have approached the value indicators of...
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